. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or
a public hearing and incorporating respondents’ comments and suggestions into the drafting of amendments, the SEC has issued the amended regulations* with the key points as follows: (1) Granting
project helps to raise employers? awareness of PVD as a tool for promoting good financial health for their employees after retirement. Incorporating the I Code into the selection criteria is a tangible
International Securities and Commodities Alerts Network (I-SCAN) ซึ่งมีไว้สำหรับรวบรวมข้อมูลพฤติกรรมที่เข้าข่ายหลอกลวงลงทุน บริษัทที่ไม่ได้รับใบอนุญาต รวมไปถึงการกระทำอื่นใดอันเป็นที่น่าสงสัยจากประเทศสมาชิกในการ
) Asset Management, (4) Digital Assets & Digital Finance, (5) Scam Alerts, and (6) Smart Investors - Tips and Tricks. Moreover, for the first time this year, the SEC will organize an onsite event on
. Furthermore, IOSCO encourages platform service providers to utilize IOSCO International Securities and Commodities Alerts Network (I-SCAN), which is designed to collect data on behaviors indicative of
the users updated on important news and the latest developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201910/19102257.pdf The template , social and governance (ESG) factors ▪ Support its international network of investor signatories in incorporating these
equality, in business operations. One of our strategic priorities is to support listed companies in effectively incorporating environmental, social and governance considerations into business practice to
managing Thai ESG funds, AMCs must exercise their fiduciary duty by carefully considering ESG factors throughout the investment process for the benefit of unitholders. This includes incorporating ESG