fiduciary duties owed to their clients would undermine the integrity of the industry and the capital market as a whole. The SEC will not tolerate dishonest conducts of market professionals who seek personal
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เตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง "Personal Data Protection" ได้ที่ยูทูปชาแนล และเฟซบุ๊ก “สำนักงาน กลต.” หรือ @sec.or.th และดาวน์โหลดเอกสารประกอบการสัมมนาได้ที่ https://www.sec.or.th/TH
practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
applicant personal information - foreign auditor (normal)
Applicant’s personal record and audit firm’s record – fast track
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
Viddayakorn, (4) Mrs. Payao Chalacheebh, (5) Mrs. Sompong Srisupornwong, and (6) Miss Pichaya Krimwongrat. A summary of their offenses is as follows: The first incident: Between 25 July 2017 and 17 January
Anunrojwong, (13) Miss Kittika Wisarootanart and (14) Mr. Thana Seentanaphatr. The investigation also revealed that these offenders had business connection or personal relationship, either directly or through
million, decreased by Baht 72 million or 4.0% from Q3’2017, mainly from declining in total green tea market while the company still maintained market leader position, and partly from the fire incident at