that such persons perform their tasks in compliance with the laws on securities and exchange. In case any designated person becomes no longer suitable for the designated tasks, the management company

persons suitable for the tasks to be designated, and shall also ensure that such persons perform their tasks in compliance with the laws on securities and exchange. In case any designated person becomes no

arbitral process under the Derivatives Act B.E. 2546 (2003) in addition to the arbitral process under the Securities and Exchange Act B.E. 2535 (1992), it is deemed necessary to improve the processes and

Act B.E. 2546 (2003) in addition to the arbitral process under the Securities and Exchange Act B.E. 2535 (1992), it is deemed necessary to improve the processes and procedures for settlement of disputes

; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive

in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) - 2 - “Executive director” means any person who is appointed by the board of directors as an executive director

Notification of the Office of the Securities and Exchange Commission Published in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) U Readers should be aware that

Supervisor ______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification

person shall be registered as a qualified fund supervisor – for the benefit in considering the registration of such qualified fund supervisor, the Office of the Securities and Exchange Commission hereby

Office of the Securities and Exchange Commission. Clause 2. In the case where an applicant for an approval to be a custodian desires to appoint any person as its custodian agent, such applicant shall