person concerned is notified and shall remain in effect until it is revoked or invalid for other reasons. Therefore, despite the move by IFEC through Mr. Suphanan, as long as the DBD has not revoked
authorised person of the CIS Operator of the Foreign ETF. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) (name of the CIS Operator of the foreign
authorised person of the CIS Operator of the Foreign ETF. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) Checklist for Foreign Exchange-Traded Fund
No If yes, please summarized the results of inspection in the space below 5. Declaration I hereby declare that all information provided in this application and its attachments are true and correct
declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
) of parties executing the transaction with the reporting person (if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please
. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for
of the CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) “I have duly examined the information contained in this registration