Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a
every account had never been used to trade KARAT shares prior to Apichart?s holding a position of legal counsel for this business deal. The record showed that trading of KARAT shares through those
Limited (BSEC) based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed
by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO). The SEC investigation, following a referral from the Stock Exchange of Thailand
Stock Exchange of Thailand (SET). In case where irregular trading is found, the SET as a front-line regulator will refer the case to the SEC for further investigation. At present, a number of cases
Facebook page "Trading DIY Holding Thailand" : Unlicensed securities and derivatives business (Disclosure Date : 05/09/2025)
. Following a referral from the Stock Exchange of Thailand (SET), the SEC probed into the case and found that on September 23, 2009, Chutchapong, then deputy managing director and director of SLC, had sold SLC
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above