} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected
report the result of securities dealing in accordance with related rules and the work unit responsible for post-trade operation can immediately confirm the securities trading with its counter trader
related rules and the work unit responsible for post-trade operation can immediately confirm the securities trading with its counter trader. Clause 7/1.8 A securities company shall be a member of Thai Bond
immediately confirm the securities trading with its counter trader. Clause 7/1.8 A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply
same quarter in 2017 decreased from get loss in amount of THB 45.45 million to get loss in amount of THB 4.04 million or decreased THB 41.41 million due to the aforementioned reasons. Please be informed
promotion was higher. Net Profit of Company’s operation Net Profit of the group of the Company’s operation for the quarter ended March 31, 2019 comparing with the same quarter in 2018 decreased from get loss
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
to ensure that asset management companies have standardized work and also ensure that they are consistent with conditions for tax privileges. The investors investing in SSF units could get