information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
ที่จะซื้อหรือขายหลักทรัพย์เดียวกันนั้นเพื่อผู้ลงทุน (front running) ประกาศสำนักงานคณะกรรมการ ก.ล.ต. ที่ สข. 0015/2548 ข้อ 11 (1) เพิกถอน 01/02/2549 - 31/01/2552
ก.ล.ต. กล่าวโทษ {ก} ต่อกองบังคับการปราบปรามการกระทำความผิดเกี่ยวกับอาชญากรรมทางเศรษฐกิจ (ปอศ.) กรณีส่งคำสั่งซื้อขายในลักษณะดักหน้าการซื้อขายของลูกค้า (front running) ในตลาดสัญญาซื้อขายล่วงหน้าก.ล.ต
executives and staff, organized a merit-making ceremony on the occasion of the New Year's Day 2025 at the SEC Building on 6 January 2025.
: Challenges and Opportunities” to the participants of the Thailand Insurance Leadership Program 2024 (Class 12). The event was organized by the Office of Insurance Commission (OIC) on 30 August 2024, in
. Krisada Chinavicharana, Deputy Finance Minister. The event was organized under the theme, “Green Finance for Green Living” at Hall 7, LG Floor, Queen Sirikit National Convention Center during 14-17 December
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same
trading, front running, market manipulation. Offering of digital tokens or undertaking of digital asset businesses without approval are also punishable under the Decree. Meanwhile, the SEC is drafting
innovation in disability employment organized by the Social Innovation Foundation (SIF), the Thai Health Promotion Foundation (ThaiHealth), and partner organizations. The event featured knowledge sharing
Ms. Nopnuanparn Pavasant, Assistant Secretary-General of the Securities and Exchange Commission (SEC), delivered opening remarks at the ICO Portal Compliance Meeting 2025, organized by the SEC. The