(DW) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client
. Development of Mobile App ?start-to-invest,? an application disseminating knowledge about investment on iphone and ipad with user-friendly and comprehensive features was thus initiated by the SEC. App start-to
-making. It also offers an inflation-adjusted investment formula for reasonable results and furnishes a business operator quick contact. The user-friendly financial application simplifies the investment as
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in
competitiveness of the country?s technology and 3) environmental friendly business; (4) Coordinating with the Revenue Department to propose for tax privileges for PE with no specific time period for PE in investing