Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave

) found) Name Year Status Type Period As Of Details Data not found Management's Discussion and Analysis ( 0 record(s) found) Date Time Heading Link Data not found Form 56-1 : Annual Registration Statements

เอเซียไฟเบอร์ : SAF The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Finanacial Statements ( 0 record(s

COMPANY LIMITED : NAT The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Finanacial Statements ( 0 record(s

ESG investment in the average proportion of 80 percent of the NAV. In any case, the remaining ESG investment must remain in compliance with SEC’s investment rules for Thailand ESG Funds.In any event

of: 1. Chairman of the audit committee Mrs. Pichitra Mahaphon remaining term in office 1 year 3 Months 2. Member of the audit committee Mr. Chaiyasit Puvapiromquan remaining term in office 2 year 3

from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed

Payment Conditions The first payment: A deposit of 2,000,000 baht will be paid on the day the share purchase agreement is signed. The second payment: The remaining amount will be paid on the day of signing

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

investigation, Sakkarin was found to have acted in the following manners:   (1)  Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio