Bangkok, 8 November 2017 ? In the continued effort to develop the bond market, the SEC is revising the relevant rules and regulations to better respond to the changing market conditions and investors
million baht of a client of Mr. Pattarawut Thunyajaroen with a view of selling investment units and failed to check whether there was any withdrawal request slip. In addition, she failed to follow up on
www.sc.com.my. Follow SC on twitter at @SecComMy for more updates.About SEC, Thailand Established on May 16, 1992, the Securities and Exchange Commission is an independent public agency under the Securities and
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
multi-factor authentication for the email account and the trading account of digital assets to reduce the risk of cyber attack on the accounts and passwords. Investors should also follow digital asset
The SEC as a host, in association with audit regulatory agencies of Malaysia, Singapore, Indonesia, and the Philippines (AARG members), organized the 10th AARG Annual Meeting with Audit Firms on 15
vice president and head of market division.Implementing gender-inclusive business practices is a crucial part of environmental, social and governance (ESG) principles that companies should follow to
The SET, the Securities and Exchange Commission, Thailand (SEC), the Australian Embassy, and UN Women hosted the event, Ring the Bell for ALL Women and Girls: Rights. Equality. Empowerment.In