of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5
. (UNOFFICIAL TRANSLATION) (Revision 2015) Table of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control
. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5 https://publish.sec.or.th/nrs/8271p.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์
) English (United States) CGCodePart01_6 2017 > CG Code > Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
) Photocopy of the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm’s internal monitoring Signature
Countries and their Affiliates, and Internal Audit of the Audit Firm Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant (if any) - 10) Certified Public Accountant in Foreign Countries
ภายใน (Internal) Questionnaire_B B Communication within https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx OFFER_DEBENT_EN.xlsx Electrical Products and Computer 08 Energy and Utilities 23,323.60 7 09
’ approval. Additionally, there are changes in directors and management, and revisions to its internal work systems, with an external consulting firm monitoring and reviewing financial transactions of PDITL
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and