quality assessment while the capital market has grown both in term of trading volume, a number of listed companies along with the introduction of new financial instruments and complexity of management
, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a
Increasingly, Thai investors tend to gain more interest in investing in foreign products to diversify their investments and seek more opportunities to generate returns. As a result, securities companies and derivatives business operators (“business operators”) including those from foreign countries show growing interest in providing such foreign products to Thai investors as well. The SEC has published a statement to enhance the understanding of foreign business operators interested in provi...
, the BOT has revised the scope of the Regulatory Sandbox Guidelines for the application of digital technologies to further develop financial innovations and specified additional conditions for automatic
and contribute positively to the SDGs. Through various practical examples, the Guidebook and the Standards provide the framework to support organizations make better decisions on various sustainability
SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies
clients’ trading order information, which could potentially be used for the benefit of the operator itself or its related persons; (2) Revising the financial reporting standards applicable to
3Q2023 Financial Summary - En Statement of Comprehensive Income (Consolidated) (Unit : Million Baht) Q3/2022 Q3/2023 Increase (Decrease) %YoY 9M2022 9M2023 Increase (Decrease) %YoYAmount % Amount
Bangkok, July 21, 2015 ? The SEC has driven forward the plan to develop financial reporting ecosystem to promote financial statement quality and increase the number of auditors to support the growth