Microsoft Word - public hearing-complex&ACMF08082018 เอกสารรับฟงความคิดเห็น เลขที่ อจต. 33 /2561 เร่ือง รางประกาศการแกไขหลักเกณฑเก่ียวกับการออกและเสนอขายตราสารหน้ี และการเปดเผยขอมูล ครั้งที่ 2

SEC Secretary-General Ruenvadee Suwanmongkol said: “Audit committees can be considered the representatives of retail investors and are key stakeholders in the financial reporting ecosystem. They

SEC has plans to review the criteria relating to the report form of the securities and derivative  business operators to accommodate the change in financial reporting standards - financial

reporting ecosystem to support our plans and work together to further strengthen the creditability of Thai financial reporting.”TFAC President Mr. Voravit Janthanakul said: “Auditors are responsible for the

scope of every five percent report to cover financial instruments issued by others, which entitles the holder to convert or demand delivery of securities issued by listed company, e.g., derivative warrant

Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds  to both SEC and BOT on a monthly basis. In order

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has issued the amended regulations with the key points as follows:   (1)  Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and