SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

Q1/2012 operational result with 67.14 million baht net profit. Later, during August 8 ? September 13, 2012, he purchased CMO shares through another person?s trading account based on the information

2016 recorded a net profit of 221.45 million baht, a significant increase from the preceding quarter. Based on this inside information, Pinit had purchased 256,500 PDI shares through the trading account

) Mr. Natee Panichewa, and (4) Mr. Kerati Panichewa for selling shares of Dhipaya Insurance Public Company Limited (TIP) based on nonpublic information.Following a referral from the Stock Exchange of

disclosed the Q3/2015 financial statements through the SET's Electronic Information System on 13 November 2015.Ravi's misconduct was deemed a securities purchase based on a non-disclosed, material fact that

that the transactions are appropriate and beneficial to the company while the investment cost is acceptable. Owing to the fact that the transactions are material and the counterparty is Rattanarak Group

specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General

fiber cement tile production line (NT-11) at the Saraburi Plant, having production capacity of 55,000 tons per year and investment budget of approximately Baht 400 million. This is due to the fact that

for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments

Acquisition Transaction is reasonable and be of the utmost benefit to the Company for the following reasons: 1) Despite the fact that GSG is a newly incorporated company, its customer-based is originally from