The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the proposal. The SEC has therefore issued the relevant regulations, with the essential points as follow...
Establishment of Mutual Funds and Execution of Agreements for Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 2)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 4)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 3)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 8)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 7)
Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 10)
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)
Repeal of Notification of the Capital Market Supervisory Board concerning Execution of Transaction in Bills by Securities Company
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management