continuity plan with members and involved persons; (2) have the results of the testing under subclause (1) evaluated by a person with required knowledge and skills who is independent from the persons who

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

broader range of stocks of companies that demonstrate outstanding environmental or sustainability ratings or scores, as evaluated by reliable and independent institutions. In addition, Thailand ESG Fund

?Persistence of Equity Mutual Fund Performance in Thailand? evaluated whether or not the performance of Thai equity funds persist. Good mutual funds should provide both returns satisfying investment goals of

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace

and all other services) and warehouse rental conform to fair market rate evaluated on 17 May 2019 - according to The Valuation & Consultants Company Limited. - 2 - 4. The total value of the

) evaluated by a person with required knowledge and skills who is independent from the persons who formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of

of listed companies that have been evaluated by ESG ratings/scores providers other than SET (SET ESG ratings). This change aims to offer AMCs more diverse reference alternatives when making investment