Complex Type 2 Investment Consultant
types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
Facebook page New Trading : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page ชื่อ New investor : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2023)
Facebook Page ชื่อ New TRADE : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)