งานแทน (outsource) หรือดำเนินธุรกิจในลักษณะ partnership ได้ โดยยกระดับแนวทางการดำเนินธุรกิจในลักษณะ partnership ตามหนังสือเวียนของสำนักงานในปัจจุบันให้ชัดเจนยิ่งขึ้นก.ล.ต. จึงมีแนวคิดในการกำหนดหลักเกณฑ์
ก.ล.ต. เปิดรับฟังความคิดเห็นเกี่ยวกับการปรับปรุงหลักเกณฑ์เพื่อรองรับการประกอบธุรกิจในลักษณะร่วมกันให้บริการระหว่างผู้ประกอบธุรกิจ (partnership)
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on fintech supervision and oversight. This framework was similar to those CSSF agreed with capi...
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development of audit quality of auditors. In preparing for the amendment proposal, SEC has assigned Thailand Development Research Institute (TDRI) to study and analyze laws and mechanisms related to supervision on auditors and audit firms in the Thai capital market in comparison to foreign counterparts and to...
joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
Irina Goryunova, UNDP Deputy Resident Representative in Thailand, stated: “The current climate crisis is increasingly affecting the loss of the world's biodiversity. The impacts of these crises go beyond environmental issues and affect almost all Sustainable Development Goals (SDGs), especially in the areas of health, food security, and access to water. Vulnerable groups are likely to be the most affected and may be left behind if there is no collaborative effort to address the issues from...