Bangkok, 22 November 2023 – As per the Cabinet’s resolution at its meeting convened on 21 November 2023, approving tax measures to promote sustainable investment in Thailand, as proposed by the Ministry of Finance, tax benefits will be granted to the purchases of investment units of Thailand ESG Fund, which will focus on investment in businesses contributing to the sustainable development of the country. This approach uses mutual funds as a vehicle to achieve the national strategic goals...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกล่าวเปิดงานสัมมนา “Mercer FundWatch Launch Hybrid Event” ในหัวข้อ “โครงการประเมินกองทุนรวม” (Mutual
Bangkok, 4 December 2017 ? The SEC in cooperation with the Association of Provident Fund (AOP) has announced the 6th Best Provident Fund (PVD) Awards 2017 Project in search for the most outstanding PVD performers in terms of management excellence, investment governance for the benefit of sufficient savings and good quality of life for PVD members after retirement.The Grand Prize winners in each category will be awarded with the Recognition of Achievement Plaque from Her Royal Highest Princess Ma...
Bangkok, September 29, 2014 ? The SEC and the Federation of Accounting Professions under His Majesty The King?s Royal Patronage (FAP) plan to launch a capacity building project to increase the number
Bangkok, May 7, 2013 ? The SEC has encouraged securities companies to prepare company reports on top 10 or 20 securities with active trading volumes to provide investors with sufficient information for investment decision making. SEC Secretary-General Vorapol Socatiyanurak said the SEC in collaboration with the Association of Thai Securities Companies (ASCO) urges each securities house to conduct company reports on top 20 securities with the most active volumes traded by all customers or top 10...
Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on
The Securities and Exchange Commission (SEC) participated in a seminar organized by the United Nations Development Programme (UNDP) to elevate Human Rights Due Diligence (HRDD). On behalf of the
Earlier, {X1} had under recorded its liabilities for short-term bills of exchange (B/E) in the annual financial statements for the financial year 2015. The SEC then reviewed the work of {X1}’s auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 Jan...
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false documents in order to lure the investors into believing that their subscription transactions had been e...