SEC Search

accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6081

SEC files a criminal complaint against former RAM executive for fraud and preparation of incorrect documents

Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6157

SEC files criminal complaint against POWER?s ex-executive and related persons for embezzling and falsifying documents and accounts

payment for four business partners worth totaling 265 million baht, with evidence to believe that the beneficiaries were those related to Suriya;3. Embezzling POWER?s money by falsifying documents and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4572

SEC Thailand’s Public Hearing on Proposed Regulations for the Contents of the Constitutive Documents of Mutual Fund

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=657

SEC files criminal complaint against ETL and nine associates for concealing actual information in Registration Statement and submitting documents without certain material facts

former Director Miss Krishavan Chuecharoenchai, who were responsible for ETL’s operations and had signed the power of attorney authorizing submission of these documents for SEC consideration. Therefore

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12061

SEC files a criminal complaint against six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO

Criminal Code, as the case may be. Furthermore, the submission of false documents and information to the competent official of the SEC and the deceit to the auditor is liable to be in violation of Section

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11178

SEC files a criminal complaint against 11 directors of Energy Earth for making false entries or failing to enter any material statement in documents

The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter of 2017. The increased debt resulted in a decrease of shareholders’ equity of THB 10,349 million, to become minus THB 15,651 million. In addition, in July 2017 the Board of Directors had resolved to approve that EARTH underwent a business rehabilitation process. The SEC, then, had a question r...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8204

on Draft Notifications and Relevant Documents regarding the Regulatory Amendment related to the Sustainability-Related Information Disclosure Requirements of the Listed Companies towards the

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1111

SEC’s public hearing on seeking unitholders’ resolutions to revise and modify mutual fund project

. Audio and/or video recordings, as the case may be, of an entire meeting shall be permitted, including the recording of computer traffic data generated by such recordings. A notice for a unitholders

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8665

SEC strives to enhance MD&A quality of listed companies

seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation. The seminar documents and video, recommendation, and checklist are available for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4867