of financial statements and more accurately reflect the business model and business risks.The revision of financial statement forms, including related documents will cover revision of business

within five business days from the submission date. If an application is submitted close to the approval expiration date and the applicant fails to provide all required documents or complete the

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial statements of the business operators.In this public hearing, SEC proposes the revision of financial statement forms and related documents such as revision of names of the business transactions

. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms

On 23 April 2024, the Central Bankruptcy Court issued an order to JKN for the business rehabilitation and appointed JKN as the plan administrator on 29 August 2024. Pursuant to the Bankruptcy Act

The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and

Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd

In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as

The Central Bankruptcy Court issued an order to IFEC on 29 January 2024 for the business rehabilitation and determined the company as the plan administrator. Pursuant to the Bankruptcy Act, B.E. 2483