been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 12/11/2007 - 22/11/2007
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 13/09/2011 - 19/09/2011
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 19/06/2012 - 25/06/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 04/07/2012 - 09/07/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 17/07/2012 - 23/07/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 24/07/2012 - 30/07/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 31/07/2012 - 06/08/2012