any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
defendant, for his contravention of Section 307, 311, 312(2) and 313 of the SEA. Defendant?s wrongful acts involved in several distinct and different offences and shall be penalized based on counts in
the offer within six months and (ii) taking any action which is different from those stated in the tender document within one year. 3. Any person acquiring shares that reach or exceed any
committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director
Stock Exchange of Thailand, the SEC probed into the case and found that {A} had sold 711,300 {X1} shares in a trading account of a juristic person where he is an authorized director and holds 99.98
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
, a lot of different forms are in use and a lot of similar information is required in different forms. As a result, investors face the inconvenience of filling in the same information repeatedly every
Section 300 with Section 56, Sections 59, 238, 241, 246, 274, 275, 296, 298 and 312 of the SEA in conjunction with Section 83 of the Penal Code. As Kittipat committed several distinct and different offences
, (2) Mrs. Karen Elizabeth Entwistle, (3) Mr. Steven or Steve Entwistle and (4) Mr. Neil Callard. Gilt Edge International (Group) Ltd. is a registered juristic person on the British Virgin Islands. Its
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN