. Concurrently, the SEC continues its emphasis on investor education and protection activities.As for the Deterrence Measures, the SEC has been collaborating with relevant organizations such as the SET, the Thai
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
their risk tolerance. The lecture also covered investment scam prevention and the SEC’s roles. The event was held on 30 January 2024, at the RUS, Suphan Buri Campus.
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
derivatives (contract), derivatives business, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices
governance principles based on CG Code, the prevention of unfair securities trading practices, and the supervision of digital assets. The training aimed to enhance understanding of roles and responsibilities
solicitation or providing services for clients, information disclosure, advisory service, information or report filing with the SEC, prevention and management of conflicts of interest, and services provided by
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of