Line "LGT Customer Service" : Unlicensed securities and derivatives business (Disclosure Date : 04/03/2026)
Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities underwriters. The proposed new rules cover the addition of municipal bond as securities, and filing...
LINE Official Account : ANZ Customer Service (Admin วนิดา) : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)
Line Official Account ชื่อ Customer Service (@877euunw) : Unlicensed securities and derivatives business (Disclosure Date : 06/07/2022)
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such
Line "Customer Service" and Line "SEC Thai Contact" : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2025)
Facebook page "HGF Customer Service Agent" : Unlicensed securities and derivatives business (Disclosure Date : 02/03/2026)
Facebook page "HGF Customer Service Agent" : Unlicensed securities and derivatives business (Disclosure Date : 04/03/2026)