bank accounts. If investors identify any trading or cash withdrawals that they did not instruct, they should immediately reject or raise an objection to such transactions in order to prevent potential
in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof. Clause 33 In case a person obtaining an approval from the SEC Office to be a personnel in
In cases where the facts appear that any person has any behaviors under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the
applicant for obtaining an approval as a personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof. Clause 33 In case a person obtaining an
, the SEC Office shall reject the application for obtaining the approval thereof. Clause 33 In case a person obtaining an approval from the SEC Office to be personnel in the capital market business and
prohibited characteristics under Division 1 is an applicant for obtaining an approval as personnel in the capital market business, the SEC Office shall reject the application for obtaining the approval thereof
reasonable suspicions, the SEC Office may reject the application: (1) an applicant or an offer for sale of bonds has the characteristic or meets the rules or conditions to obtain an approval according to this
where a fact appears that any person has any behavior under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the capital market; (2
apply to cases where the right to accept purchase orders is reserved in the scheme. In such event, the mutual fund management company may reject purchase orders as provided for in the scheme; (2) sell or