the ASEAN region. The annual AARG meeting provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of

pool of potential investors. In addition, we are sure that this MOU’s implementation will lead to a good model for the cooperation in the region and we are optimistic that capital markets in the region

several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the

The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from

cooperation between the two authorities on matters pertaining to regulations and policies in financial services in both markets as well as emerging trends.Mr. Ian Johnston, Chief Executive of the DFSA, said

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award

Service Agency (FSA Japan), other FSA Japan delegates, and Mr. Naoyuki Wada, a representative from the Embassy of Japan in Thailand, on their visit to discuss issues concerning cooperation in

financial cooperation. This meeting – following the signing of a Memorandum of Understanding (MoU) on Cooperation and Information Exchange between the SEC and FSC Korea – was held on 28 February 2024, at

During the meeting, both parties discussed the importance of enhancing cooperation between CSRC and SEC Thailand based on MoU signed in 2007, in response to global and regional challenges, and

SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows:              (1) SEC and SFC will continue to work on the regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to concl...