Facebook page HGF Futures Continuous Online impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page Gold Futures Continuous impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page Gold Futures Continuous impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 27/08/2024)
Bangkok, September 9, 2014 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A} and {B}, former executives of United Securities Plc., {C} {D} {E} and an unknown person, for manipulating share price of Union Petrochemical Plc. (UKEM).With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares by a group of persons during July 21st August 20, 2008, the SEC probed into the case and found that {A} {B} {C} five other a...
Bangkok, August 27, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against two former executives of International Engineering Plc. (IEC) for misappropriating the company?s assets in contravention of Section 307, 308, 311, 313 and 315 of the Securities and Exchange Act of 1992 (SEA). A referral from the Stock Exchange of Thailand (SET) and the SEC?s subsequent probe showed reasonable evidence that in 2009 Bee Taechaubol, then IEC director respo...
Bangkok, March 21, 2011 - The SEC filed a criminal complaint against {A}, {B}, {C} and {D} (former name - {E}), an investor contact (marketing officer) at SICCO Securities Plc. , with the Department of Special Investigation (DSI) for manipulating the share price of TWZ Corporation Plc . (TWZ) during the following periods: (1) September 28 to October 26, 2007, (2) April 28 to May 15, 2008, and (3) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Ex...
Bangkok March 29, 2011 ? The SEC files complaint against Apichart Rungruengacheeva (formerly Wisit Kanjanopas), Ratchanee Panich, Krisda Kulvivat, and Preecha (last name not known) with the
Bangkok, April 22, 2011 ? The SEC filed a criminal complaint against Lalana Sirichanyakul with the Department of Special Investigation (DSI) for manipulating the share price of Traffic Corner Holdings Plc. (TRAF) (currently M Pictures Entertainment Plc. (MPIC)) from November 15, 2007 to January 9, 2008.The SEC, on March 24, 2011, disclosed that the Settlement Committee in accordance with the Securities and Exchange Act B.E. 2535 (1992) (SEA) had imposed a fine on Lalana in the amount of 36,815,5...