SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance
baht; (4) the investment limit is set at no more than 1 million baht for each retail investor, equity and debenture combined, in 12 consecutive months, up from no more than 500,000 baht in 12
without his client's orders. Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase
investment consultants who were in charge of this client for two consecutive periods of time, aided or abetted {A} in trading on behalf of the client as the client was not keen on investment and allowed Tanya
Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities
Re: Determination of Characteristics of Investors for the Purpose of Notifications Relating to Bills