clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
Bangkok, May 15, 2012 - ?The SEC wishes to invite investors and interested persons to visit our booth at Money Expo 2012. Presented under the theme ?20 Years of Commitment to Market Confidence,? the
According to investors’ tips and SEC’s investigation, there are public solicitations for investment in investment units via online media channels such as company website, Facebook and Line application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation...
Bangkok, 7 March 2019 ? The SEC is advising the public to be cautious about any solicitation related to investment in HashBX Global Co., Ltd.With reference to the news of persons reporting to the police regarding their investment with HashBX, the SEC has received complaints from the investors and found additional information. The SEC is gathering more facts in this matter and coordinating with relevant agencies to consider whether any act is subject to supervision under the Emergency Decree on D...
Following the tips from various sources to SEC, there have been solicitations for investment in securities and/or product that may be liable to be digital asset (called by many names such as coin, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has neither been in SEC list of approved issuer nor submitted an application for approval to offer n...
Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website: investglobalmanagement.com show messages soliciting foreigners in Thailand to invest in securities such as stocks, mutual funds and structured notes on a trading platform, and the investors who use the service are subject to an annual consulting fee. In the case of website: www.iqoption.com, which is a foreign juristic pe...
Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
of building confidence in the capital market. Implementing lawsuits quickly and actually against law violators will have the effect of suppressing and deterring wrongdoing in the future. Therefore, the