compulsory for renewal of approval for investment consultants, investment planners, investment analysts, agricultural commodity trading management officials, fund managers and derivatives investment managers
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
documents, as well as considering appointing legal consultants, consultants, or any service providers to assist in relation to the Master Service Agreement, and the Business Development Advisory Service
compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or for concealing shareholding information, which could lead to inappropriate behaviors in
securities companies to prevent the misuse of such securities as a tool to evade compliance with relevant regulations such as the compulsory reporting on acquisition and disposition of securities, or to
sector burdens and increase savings flexibility for members, and; (4) To develop PVD in support of the draft National Pension Fund Act, which prescribes a compulsory pension fund for the documented
end of the financial report. And will be used for filing of the registration statement as from 1 January 2022 onwards while the disclosure of greenhouse gas emission will be compulsory in the filing of
whereby a small size electricity generating project may supply power to the public sector, the SEC has reduced the compulsory fund size in half to 500 million baht, and for utmost benefits to the public
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, made a financial contribution to the Thai Red Cross Society to assist