from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
as guest speakers in educational media developed specifically under the initiative by the SEC;· Recognition as a “Role Model Organization” in promoting financial and investment knowledge
information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct, and complete data processing
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
Equivalent to 100 baht per shares total 2,549,745 shares, in the total value of 254,974,500 baht 8. Payment The company will complete payment within 6 months after transaction date. 9. Benefit expected from
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
of the third quarter. According to its construction plan, Prospect needs additional funding to complete its project within 3 years. This would create more financial costs to the Group. If the Company
the year 2018, Jaymart Public Company Limited ("the Company") has changed and developed in many business segments of the group companies. It was the year of the organization restructuring and increase
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
Office and using such applicable form. 1The applicant in Paragraph 1 shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and complete