assistance and support to enable the SEC Office to complete the actions thoroughly, and the SEC Office shall coordinate and notify the official receiver of the said actions before the official receiver shall
, sign and/or execute any documents that related to the transaction in order to the complete the objectives. The details of the transaction are as follows: Date of Transaction : 8 November 2019 Company
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
not be approved from the shareholders meeting. Agenda 4 Others (if any) 6. Settle the name list of shareholders who have right to attend the Extraordinary General Meeting of Shareholders No. 1/2020
court. Whereby the Subsidiary Company agreed to transfer the ownership of the mentioned Land and Buildings to settle disputes in this case. The court has ordered according to the aforementioned compromise
Company Limited has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016
November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016
2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives