Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
media campaign and featured through games and activities. In the picture: Mrs. Tosporn Vichienchai, SEC Assistant Director of the Capital Market Education Department, (third from left), joined the panel
Knowledge Center, from Monday-Friday during 9.00-12.00 hrs. and 13.00-16.00 hrs. The Center features nine knowledge and edutainment stations equipped with touchscreens, computer games, self-assessment and
, which would help the visitors assess their risk tolerance before choosing financial products accordingly. Visitors are also welcome to participate in the SEC quiz games on the capital market and
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
18,253,248.40 with the interest of 7.5 percent per annum starting from June 15 , 2015 until the repayment is complete. However, the Company feels that the court misinterpreted the legal issues and facts
that the debtor should repay the Company in the amount of Baht 18,253,248.40 with the interest of 7.5 percent per annum starting from June 15 , 2015 until the repayment is complete. However, the Company
such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC
, Ratchadapisek Road, Klongtoey Subdistrict, Klongtoey District, Bangkok 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 repayment is complete. However, the Company feels that the court misinterpreted the legal issues and