/ Spouse / cohabiting couple ช่ือ / Name หุ้นสามญั (common share) หุ้นบุริมสิทธิ (preferred share) ใบส าคญัแสดงสิทธิท่ีจะซ้ือหุ้น (warrant) ใบแสดงสิทธิในการซ้ือหุ้นเพ่ิมทุนท่ีโอนสิทธิ ได ้(transferable
) Mr. VICHIEN SAENGVONGKIJ Spouse / Cohabiting Couple (Mrs. Supa Saengvongkij) Common Share 21/12/2020 10,700 2.02 Sale Link S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED (SKN) Mr. VICHIEN SAENGVONGKIJ
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
. MANIT WANNAVANIT Spouse / Cohabiting Couple (-) Common Share 04/10/2018 20,000 74.25 Sale Link KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED (KKP) Mr. MANIT WANNAVANIT Spouse / Cohabiting Couple (-) Common
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
. RAKSA SARANAKOMKUL Reporter Common Share 25/05/2021 65,900 5.15 Sale Link DEMCO PUBLIC COMPANY LIMITED (DEMCO) Mr. RAKSA SARANAKOMKUL Spouse / Cohabiting Couple (Mrs. PANRADA SARANAKOMKUL) Common Share 31
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.