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Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12614

หนังสือชี้ชวนกองทุนรวม - ECOMM : กองทุนเปิด KTAM SET Commerce ETF Tracker

บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมอีทีเอฟ,กองทุนรวมหมวดอุตสาหกรรม | วันที่เสนอขาย : 27/05/2556 - 03/06/2556

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0318&PYR=2556

SEC imposes civil sanction on an offender for placing selling orders of JMT shares in such a way that misleads other persons regarding the price or volume of securities trading

orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the trading volume of JMT shares.Such action by Mr. Peerapong Jirasevijinda

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12027

SEC and Chulalongkorn University’s Faculty of Commerce and Accountancy present digital asset research at the 26th IOSCO Seminar Training Program

The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Commerce and Accountancy, Chulalongkorn University, presented digital asset research at the 26th IOSCO Seminar

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11196

SEC, Ministry of Commerce and Thailand Federation of Accounting Professions jointly consult on cooperation for enhancing audit oversight in Thailand

SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to al...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8527

SEC files a criminal complaint with ECSD alleging 4 offenders for manipulating price and volume of ACD shares and reports the case to AMLO

trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8843

SEC welcomes instructors and students from University of the Thai Chamber of Commerce for a study visit on capital market regulation

The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11270

SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program, University of the Thai Chamber of Commerce

Businesses" under the Digital Asset Executive Leadership Program (DiGi-X), Class 1 at the University of the Thai Chamber of Commerce (UTCC), together with Dr. Kulaya Tantitemit, Director General of the Revenue

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11002

SEC files criminal complaint against KARAT?s insider trading

as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3774

SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets

Bangkok, 25 July 2022 – It appears that Zipmex Thailand has not resumed its digital asset trading service in accordance with the company’s rules, conditions and procedures (Trading Rules) as approved

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552