”) shares on October 13, 2014 which when combined with TIES shares held by her spouse and her minor child caused her aggregate holding of TIES shares reached or passed five percent of the total number of
SOTUS and FAITH 1 LIMITED On 1 July 2024, SOTUS and FAITH 1 LIMITED (“SOTUS”), together with four other individuals acting in concert (Concert party), held EA shares, resulting in their combined
Mr CHAIVIT AROONNETTONG On 1 July 2024, Mr CHAIVIT AROONNETTONG, together with four other individuals acting in concert (Concert party), held EA shares, resulting in their combined shareholding
Miss SIRILUCK AROONNETTONG On 1 July 2024, Miss SIRILUCK AROONNETTONG, together with four other individuals acting in concert (Concert party), held EA shares, resulting in their combined shareholding
SPBL Holding Company Limited On 1 July 2024, SPBL Holding Company Limited (“SPBL”), together with four other individuals acting in concert (Concert party), held EA shares, resulting in their combined
} and {B}, two securities investment consultants, and {D}, a capital market investment consultant, failed to completely record a client's securities trading orders. Furthermore, the second investigation
Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s
shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling person in and out of the unit responsible for custody the
unit responsible for custody of private fund assets shall have a clear scope of work and shall not combined with other units which will lead to conflict of interest; □ (2) Procedures in controlling
Company completely divested out of the media business, this transaction has led to the classification in the Company’s income statement in Q3’18 by taking out all related items in the financial statement