selling scams have caused material damage to many people, totaling over one hundred billion baht. The meeting took place at the MDES Building on 21 August 2023.
misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of
Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
well-received, many intermediaries have expressed their interest and many of them, which are 106 companies or 81 percent of the total intermediaries, already applied for this project. At the present
Sublessee and the Sublessor have no relationship between them, and are not connected persons 3. General Characteristic of the transaction One Sukhumvit 24 shall sublease the land with the approximate area of
have no relationship between them, and are not connected persons 3. General Characteristic of the transaction One Sukhumvit 24 shall sublease the land with the approximate area of 3 rai, 2 ngan, 34.39
guidelines specified by the intermediary in compliance with the aforesaid rules. In this regard, such measures shall at least ensure that the service provider shall not have any characteristic which may cause
interest amongst the clients of the intermediary in case the intermediary provides many types or categories of services. Clause 16 The actions which cause conflicts of interest in this Chapter shall include