failure to prepare and submit the defaults in Bill of Exchange, incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the
to prepare and submit 10 results of the bill of exchange sale report within the period as specified by the Securities and Exchange Commission resulted from the instructions or the failure to give
Kannithi Company Limited Kannithi Company Limited had duties to prepare and submit 3 results of the bill of exchange sale report to the SEC Office within the period as specified by the Securities and
โดยชักชวนนักลงทุนในประเทศ ให้ลงทุนในหลักทรัพย์ในนาม Bill Trade Co.,Ltd. เป็นการปฏิบัติฝ่าฝืนมาตรา 90 เมื่อวันที่ 9 กุมภาพันธ์ 2554 ศาลพิพากษาลงโทษปรับ 173,000 บาท พ.ร.บ. หลักทรัพย์ฯ ม.90 กล่าวโทษต่อ
Securities/Assets 2365534289 2025-01-09 2024 1 หน่วยลงทุน Unit Trust หลักทรัพย์/ทรัพย์สิน Securities/Assets 2.6641E+11 2025-01-09 2024 3 ตั๋วเงินคลัง/พันธบัตร Treasury Bill/Government Bond หลักทรัพย์/ทรัพย์สิน
, held a joint meeting to discuss and exchange views on strategies for promoting, developing, and supervising digital assets, including the involvement of the government, the Thai Digital Asset
capital market regulatory agencies across the Asia-Pacific region. The event, held on 23-24 June 2025 in Bangkok, fostered an exchange of knowledge and experience in supervising securities, derivatives
Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in