contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client
From July to September 2023, business operators showed interest in joining the project and submitted activity reports on the promotion of financial knowledge, understanding, and skill development
expenses. Children joining activities at the SEC booth received a set of storybooks about saving and financial disciplines for children and adolescents. The book set consisted of two children’s books and a
SEC also received high recognition among regional members as chairman of the Asia-Pacific Regional Committee (IOSCO APRC) during 2005-2008. Currently, the IOSCO has 200 member countries. ?Upon joining
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in
capital market and the digital economy at large. “We would like to sincerely thank all TDO members for joining this transformative occasion to strengthen our cooperation and proactive teamwork to further
Understanding on Cooperation and Development of Capital Markets in the Mekong Sub-region. Meanwhile, Myanmar which is in the process of setting up capital market regulatory body will consider joining the MoU in