The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
establishment and the application fee for amendment to a mutual fund scheme to be designated as SRI Fund is exempt at an amount not exceeding 5,000 baht per fund scheme. Both exemptions are valid for the
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:20 In response to a number of tips and complaints about fraudulent solicitation of unauthorized
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link
Al-Amanah Trading Fund Website: www.alamanahtradingfund.com : solicitation to invest in Ponzi scheme (Disclosure Date : 27/06/2014)
: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)
: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)