account between April 1, 2016 - May 4, 2016 and involves in transaction to buy PTL shares in order to assist Polyplex Corporation Limited (“PCL”), Mr. Pranay Gothati, Executive Director and representative
contract for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. In addition, Mr. Suriya conspired with Mr. Nop
outside the Thai capital market. ______________________Remarks:* Sustainable and Responsible Investing fund (SRI Fund) aims to enhance disclosure on the ESG-related features of mutual funds to assist
information regarding the executives’ compensation , financial statements, related-party transactions and use of proceeds, and will assist the evaluation of capabilities of securities issuers to be
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
.” Furthermore, the Additional Guidance will assist the SEC in overseeing Hong Kong's ESG Funds under the HK-TH MRF with the same standards as the Sustainable and Responsible Investing Funds (SRI Fund) and other
as collaborating to do business, act as an agent, assist, or be a channel for foreign business operators in such solicitations may also be deemed an act of co-principals or accomplices of the
in cooperation with alliances in both government and private sectors to ensure that the investors will receive the wealth advice service that will assist them to achieve sustainable financial