offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of
brokerage outside the Securities Exchange for any securities, a securities company shall operate and collect fees or service charges in accordance with the procedures as specified in the notification of the
channel, and presented themselves as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a
course of business and charging fees. Also, there was no evidence indicating that purchase or sale orders were routed through any digital asset exchange. Instead, such activities were conducted outside any
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, made a financial contribution to the Thai Red Cross Society to assist
") Volunteers Foundation Network of Communities for Disaster Alerts and Warnings Project. The aim is to actively assist communities in sustainable water management and enhance the efficiency of disaster
execution of transactions as per client’s orders and provided an SEC Hotline 1207 press 8 for Zipmex-related information and complaints in particular, to assist those affected investors.Once the Court accepts
stated that “This seminar is the first event where SEC had the opportunity to meet with industrial SMEs, after SEC and the Department of Industrial Promotion signed a memorandum of cooperation to assist