Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities
Re: Determination of Characteristics of Investors for the Purpose of Notifications Relating to Bills
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House
). operation only when the SEC Office verifies that: (1) the licensee has arranged for the work system and personnel to be ready in undertaking the business as shown in its application except where there is any