client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own

? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s

wrongful gains, causing damage to International Engineering Public Company Limited (IEC) and arranged or allowed preparation of the company's accounting records to be inaccurate and inconsistent with

Mr. Saran Lertchareonwongsa Mr. Saran Lertchareonwongsa rendered assistance and support for Mr. Bhusana Premanode and Mr. Chanchai Khemvichien arranged or allowed preparation of International

continual basis from 2015 to 2017;             (2)  managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund

, Wichai, as Chairman of the Board of Directors and both meetings, arranged for the election by means of cumulative voting despite knowing that such method was not allowed according to the company’s articles

. Later Mr. Sutin repaid Mr.Bhusana with the money received from the share sale. Mr. Saran arranged the documentation and the payment for Mr. Sutin. This case is in the process of inquiry by the special

specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership program and engage in trading activities on the same day to

to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership

such manipulation, in the total amount of 2,166,666.66 baht.Details are as follows: (1) ASCON price manipulation: following the Stock Exchange of Thailand (SET)?s report on irregular trading of ASCON