Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
Facebook page Yield&ANZ : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page Yield&Z : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook Page Yield Divdend : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)
Facebook Page Divdend&Yield : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)