Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
Microsoft Word - MD&A JMT_IR61_016 ชี้แจงผลการดำเนินงาน ไตรมาส 3_2561_ENG update Management Discussion and Analysis, Q3/2018 Page1/5 JMT Network Services PLC Ref: IR61/016 13 November 2018 Subject
Microsoft Word - MD&A JMT_IR61_016 ชี้แจงผลการดำเนินงาน ไตรมาส 3_2561_TH update คําอธิบายและการวิเคราะหฐานะการเงินและผลการดําเนินงาน ไตรมาส 3/2561 หนา 1/4 บริษัท เจ เอ็ม ที เน็ทเวอรค เซอรวิส
proceedings dated 29 July 2022 on its website at www.zipmex.com. The SEC has therefore instructed Zipmex to inform its clients deemed to be its creditor of the update and facilitate the clients’ exercising of
suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She