, revision of the assessment of risks of material misstatement, and forming an opinion in the auditor’s report, due to a failure to obtain sufficient appropriate audit evidence relating to trade and other
OJK’s approval of the proposed acquisition structure. 7. Tentative Timeline The Bank will be proposing the Transaction to its shareholders for approval at the appropriate time prior to completion of the
revoke the approval as deemed appropriate. (Translation) -6- Clause 9. In cases where there appears later any fact that any capital market personnel who is director or manager of a financial institution
. A mutual fund management company may engage in a transaction with the mutual fund under its management only when it is necessary and appropriate and a written approval from the mutual fund supervisor
mutual fund management company may engage in a transaction with the mutual fund under its management only when it is necessary and appropriate and a written approval from the mutual fund supervisor is
company shall act in the interests of the fund and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14
Transaction The Board of Directors has considered information and is of the view that the Transaction will benefit the Bank, and that the Transaction is reasonable and appropriate. 12. Approval of the
following actions; (1) Warning; (2) Probation; (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any
) Probation; (Translation) - 7 - (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any applicant seeking
) Probation; (Translation) - 7 - (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any applicant seeking