Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance

trading orders through email, investor contact should confirm such orders by taping phone conversation to ensure that the client has actually ordered to trade securities for record keeping."  

year. For your consideration to the members of The Stock Exchange of Thailand and those interested to be informed accordingly would be appreciated. Yours faithfully - Signature - (Mr. Komon Iamwatcharin

of each market.Somjin Sornpaisal, AIMC Chairman, said AIMC appreciated the SEC and FSA proactive notion to broaden opportunity for the private sector of the two countries. The meeting brought about

of 19% in sales volumes. The USD zinc price significantly increased by 36% to 2,598USD/ton in Q2 2017 from 1,915USD/ton in Q2 2016. However the Thai Baht against the US dollar appreciated with 3% from

Baht against USD. The USD zinc price increased to 2,962USD/ton in Q3 2017 from 2,253USD/ton in Q3 2016. Thai Baht appreciated against the US dollar by 4% from 35.01 THB/USD in Q3 2016 to 33.55 THB/USD in

controlling [M] · Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy · Identifying clearly the purpose and scope and having a

for risk controlling [M] o Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy o Identifying clearly the purpose and scope

://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the

, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https://publish.sec.or.th/nrs