SEC Search

The SEC Board has approved the principles for amending the regulations concerning ICO portals to allow the outsourcing of all system operations related to ICO portals, including certain due diligence

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11210

SEC amends regulations on the initial coin offering of investment token, digital asset custodial wallet provider, and other provisions related to digital asset business operations

wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10470

SEC, UNDP and IOM co-organize a workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices”

workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10982

SEC opens consultation clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018)

SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since 14 May 2018, it has attracted much interest from the public, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding concerning related laws and regulations of the target groups via the SEC clinic to give advice on...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8287

Management Discussion and Analysis

Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange

https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat/news/202005/20060100.pdf

SEC pushes forward sustainable investment and climate risk management of funds, reiterating that the management of asset management companies drives the implementation of ESG in practice

investment process, risk management, and other operations, we can help drive Thailand towards achieving the SDGs and Net Zero, as well as positioning the country as a leader in sustainable investment in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

SEC and ASCO co-organize the SEC 2024 Supervision Approach and Risk Management Guideline

perspectives on risk management practices in business operations, aiming to guide them towards more efficient risk management.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10664

SEC co-organizes a workshop on "SDG-Smart Impact Measurement and Management, Class 3"

Thailand (UNGCNT), organized a workshop titled "SDG-Smart Impact Measurement and Management, Class 3." Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Renaud Meyer, UNDP Resident

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10447

Public hearing on revisions of capital requirement for asset management companies

Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5710

SEC allows asset management companies to make public comments on custodian service for funds they manage

in business operations and encourage business operators to set effective standards of custodian servicesIn addition, in order to prevent assets for the person authorizing the management of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625